Principles of Securities Regulation, 3d The Concise Hornbook Series

ISBN: 9780314187994

出版年: 2009-9

页数: 479

定价: 348.00元

内容简介

This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.